Paul Norman Potadle

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-02-20 → 2013-09-03
  Walnut Street Securities, Inc.
  Tekamah, NE
  Oklahoma City, OK
• 2005-06-20 → 2013-02-05
  New England Securities
  Tekemah, NE
  St. Louis, MO
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Overland Park, KS
  Omaha, NE

Other Businesses

(1) ATTORNEY-NOT ACTIVE. (2) INDEPENDENT INSURANCE AGENT - SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE - FROM RESIDENCE -5 SEC HR/WEEK SINCE 07/1999 (3) NAME OF OTHER BUSINESS: DBA PNP PRIVATE WEALTH RESOURCES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISORY START DATE: 2/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: OWNER, AGENT, INVESTMENT ADVISOR (4) DBA SUMMIT FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 5/4/15, REPRESENTATIVE, APX 2 HOURS PER WEEK, APX 2 HOURS DURING TRADING HOURS, SERVICE SECURITIES AND INSURANCE CLIENTS. (5) NAME OF OTHER BUSINESS: DBA PRIVATE WEALTH RESOURCE ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/16/2016 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-30
• S63 Uniform Securities Agent State Law Examination
  1999-06-02

Other Names

• Paul N Potadle