Shannon Hubbard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 04/2026
  Tartan Financial Services
  Crystal Lake, IL
• 01/2021 → 07/2024
  Homemaking
  Lake Barrington, IL
• 06/2016 → 01/2021
  Fortec Building Group
  Lake Barrington, IL
• 02/2014 → 09/2016
  Monterra Bar And Grill
  Lake In The Hills, IL
• 09/2025 → 04/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2024 → 09/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2026 → 04/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2026 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2026-01-10 → 2026-05-06
  Cetera Investment Advisers Llc
  Crystal Lake, IL

Other Businesses

1. 04/2026 - Chamblin Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/27/2026 2. 04/2026 - SOLE LEGEND, LLC - Business Owner - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Lake Barrington IL 60010 - OBA Start Date: 11/13/2023

Exams

• S66 Uniform Combined State Law Examination
  2025-11-26