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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
IA RA APPROVED 2024-10-29
  • TX RA
    APPROVED
    Since 2025-01-02
  • IA RA
    APPROVED
    Since 2024-10-29

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4550 E 53Rd St, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Davenport IA 07/2024 Present
Cbi Bank & Trust Davenport IA 11/2016 07/2024
Wells Fargo Davenport IA 03/2013 12/2016
Bank Of America, N.A. Davenport IA 09/2024 Present
Other Businesses

I*1929318, Entity Type: Entity Charitable, Name of OBA: Dress For Success Quad Cities, Address: Davenport,Iowa 52803, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/01/2023, No Hours: 5, No Hours during trading: 0, Duties: Treasurer, Chair of Finance Committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
  • S66 Uniform Combined State Law Examination
    2024-10-28
Other Names
  • Ashley M Golafshar

View on SEC IAPD

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