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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
| IA | RA | APPROVED | 2024-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 07/2024 | Present |
| Cbi Bank & Trust | Davenport | IA | 11/2016 | 07/2024 |
| Wells Fargo | Davenport | IA | 03/2013 | 12/2016 |
| Bank Of America, N.A. | Davenport | IA | 09/2024 | Present |
I*1929318, Entity Type: Entity Charitable, Name of OBA: Dress For Success Quad Cities, Address: Davenport,Iowa 52803, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/01/2023, No Hours: 5, No Hours during trading: 0, Duties: Treasurer, Chair of Finance Committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-28 |
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