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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
8101 Sw 34Th Ave, Amarillo, TX 79121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Amarillo | TX | 08/2022 | Present |
| Ups | Amarillo | TX | 09/2021 | 09/2021 |
| Downtown Athletic Club | Amarillo | TX | 07/2020 | 09/2020 |
| Saint Peter's University | Jersey City | NJ | 08/2016 | 05/2020 |
| Cork Institute Of Technology | Cork | 09/2020 | 09/2021 | |
| Rogue Gym | Pampa | TX | 08/2021 | 08/2022 |
| Bank Of America, N.A. | Amarillo | TX | 01/2025 | Present |
I*: 2453270 Entity Type: Charitable Name of OBA: Heal the City Address: Amarillo, TX 79106 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 5/12/2025 Number of Hours: 4 hrs mthly Number of Hours during trading: 0 Duties: At Heal the City, their mission is to provide free quality medical care and referral services with dignity and compassion to the uninsured in our community. As a Board of Director I will play a critical role in guiding strategic decision, ensuring sustainability, and advocating for our patients, team, and organization. Those activities include: Community Engagement by acting as an ambassador for Heal the City, strengthening relationships with partners and the community. Offer insight on community needs and opportunities to expand our impact. Contributing to strategic initiatives by providing input on strategic plans and ensure alignment with Heal the City mission. Serve on committees as needed. Support fundraising efforts through outreach, sponsorships, and networking.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-05 |
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