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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-16 |
| NC | RA | APPROVED | 2025-01-25 |
Branch Locations
6100 Fairview Rd Ste 1105, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Charlotte | NC | 07/2024 | Present |
| Gigi's Southern Table | State College | PA | 08/2023 | 06/2024 |
| Upick6 | Erie | PA | 03/2021 | 08/2023 |
| Charlotte Russe | Erie | PA | 03/2020 | 03/2021 |
| Panera Bread | Erie | PA | 07/2018 | 09/2018 |
| Texas Roadhouse | State College | PA | 09/2022 | 04/2023 |
| Ameriprise Financial Services | Erie | PA | 05/2023 | 08/2023 |
| Erie Zoo | Erie | PA | 05/2019 | 08/2019 |
| N/A | Erie | PA | 06/2002 | 05/2018 |
| Student | Erie | PA | 09/2018 | 05/2019 |
| Student | Erie | PA | 08/2019 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-24 |
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