Sheri L Simpson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2021
  Tiaa
  Charlotte, NC
• 06/2016 → 06/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 06/2021 → 01/2025
  Wells Fargo Clearing Services
  Charlotte, NC
• 01/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Charlotte, NC

Previous Registrations

• 2023-03-20 → 2025-04-03
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  St. Louis, MO
  Monroe, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-20
• S63 Uniform Securities Agent State Law Examination
  2003-06-18

Other Names

• Sheri Mitchell
• Sheri L Simpson
• Sheri Lee Simpson
• Sheri Lee Mitchell