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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-30 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bnp Paribas | New York | NY | 06/2023 | 08/2023 |
| Bnp Paribas Sec Corp. | New York | NY | 07/2024 | 03/2026 |
| Jw Asset Management | New York | NY | 06/2022 | 08/2022 |
| Lagrange Country Club | Lagrange | IL | 04/2016 | 06/2022 |
| University Of Wisconsin-Madison | Madison | WI | 09/2020 | 05/2024 |
| Fenwick High School | Oak Park | IL | 08/2016 | 05/2020 |
| First Trust Portfolios L.P. | Wheaton | IL | 04/2026 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-20 |
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