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Current Employers
Fort Washington Investment Advisors Inc

303 Broadway Suite 1200, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-08-16
  • OH RA
    APPROVED
    Since 2020-08-16

Branch Locations

Chicago, IL • United States

303 Broadway Suite 1200, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Window Rock Capital Partners Chicago IL 08/2014 01/2020
Unemployed Chicago IL 01/2020 05/2020
Touchstone Securities, Inc. Cincinnati OH 05/2020 Present
Fort Washington Investment Advisors, Inc. Cincinnati OH 05/2020 Present
  • 08/2014 → 01/2020
    Window Rock Capital Partners
    Chicago, IL
  • 01/2020 → 05/2020
    Unemployed
    Chicago, IL
  • 05/2020 → Present
    Touchstone Securities, Inc.
    Cincinnati, OH
  • 05/2020 → Present
    Cincinnati, OH
Previous Registrations
  • 2011-07-27 → 2013-09-05
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2007-10-24 → 2009-10-02
    Natcity Investments, Inc.
    Cleveland, OH
  • 2000-11-17 → 2002-12-09
    Burridge Group Llc
    Chicago, IL
Other Businesses

Touchstone Securities, Inc.; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; Broker-Dealer; Registered Representative; 05/2020; 160 per month; 140 during trading hours; Business Development Fort Washington Investment Advisors; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; RIA / Investment Management; Vice President Relations; 05/2020; 160 per month; 140 during trading hours; Business Development and Client Services. Business Name: CK School Foundation; Not investment related; Located at: 9235 S Hamilton Ave. Chicago IL; Nature: School; Position: Board Member; Start date: 1/1/2016; Approximately 0 hours per month with 0 hours during trading hours; Duties include: Advisory Board Members. Business Name: Mercy Home for Boys and Girls; Not investment related; Located at: 1140 W. Jackson Blvd. Chicago IL; Nature of other business: Charity; Position: Board Member; Start date 1/1/2012; Approximately 1 hour per month with 0 hours during trading hours; Duties include: Board Member. Business Name: J+K Development Partners LLC; Investment Related; Located at: Chicago Il; Nature: Real Estate Holding Company; Position: Member; Start date 1/2005; Approximately 0 hours per month with 0 during trading hours; Duties include: None. Business Name: Blue Cap Foundation; Not investment related; Located at: 2155 Broadway Blue Island IL; Nature: Non-Profit Org Foundation; Position: Board Member; started: 5/1/2018; Approximately 1 hour per month with 0 hours during trading hours; Duties include: Board Member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-01
S65 Uniform Investment Adviser Law Examination 2000-11-09
S63 Uniform Securities Agent State Law Examination 1999-05-28
  • S66 Uniform Combined State Law Examination
    2020-08-01
  • S65 Uniform Investment Adviser Law Examination
    2000-11-09
  • S63 Uniform Securities Agent State Law Examination
    1999-05-28
Other Names
  • Jeffrey Louis Pettiford
  • Jeff Pettiford
  • Jeffrey Pettiford

View on SEC IAPD

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