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303 Broadway Suite 1200, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-08-16 |
Branch Locations
303 Broadway Suite 1200, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Window Rock Capital Partners | Chicago | IL | 08/2014 | 01/2020 |
| Unemployed | Chicago | IL | 01/2020 | 05/2020 |
| Touchstone Securities, Inc. | Cincinnati | OH | 05/2020 | Present |
| Fort Washington Investment Advisors, Inc. | Cincinnati | OH | 05/2020 | Present |
Touchstone Securities, Inc.; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; Broker-Dealer; Registered Representative; 05/2020; 160 per month; 140 during trading hours; Business Development Fort Washington Investment Advisors; investment related; 303 Broadway, Suite 1200, Cincinnati, OH 45202; RIA / Investment Management; Vice President Relations; 05/2020; 160 per month; 140 during trading hours; Business Development and Client Services. Business Name: CK School Foundation; Not investment related; Located at: 9235 S Hamilton Ave. Chicago IL; Nature: School; Position: Board Member; Start date: 1/1/2016; Approximately 0 hours per month with 0 hours during trading hours; Duties include: Advisory Board Members. Business Name: Mercy Home for Boys and Girls; Not investment related; Located at: 1140 W. Jackson Blvd. Chicago IL; Nature of other business: Charity; Position: Board Member; Start date 1/1/2012; Approximately 1 hour per month with 0 hours during trading hours; Duties include: Board Member. Business Name: J+K Development Partners LLC; Investment Related; Located at: Chicago Il; Nature: Real Estate Holding Company; Position: Member; Start date 1/2005; Approximately 0 hours per month with 0 during trading hours; Duties include: None. Business Name: Blue Cap Foundation; Not investment related; Located at: 2155 Broadway Blue Island IL; Nature: Non-Profit Org Foundation; Position: Board Member; started: 5/1/2018; Approximately 1 hour per month with 0 hours during trading hours; Duties include: Board Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-01 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-28 |
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