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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-06
  • FL RA
    APPROVED
    Since 2025-06-06

Branch Locations

11025 Old St Augustine Rd, Jacksonville, FL 32257 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 09/2024 11/2024
Us Navy Jacksonville FL 11/2003 12/2024
First Command Brokerage Services, Inc. Fort Worth TX 11/2024 05/2025
First Command Advisory Services, Inc. Fort Worth TX 11/2024 05/2025
First Command Insurance Services, Inc. Fort Worth TX 11/2024 05/2025
Retro Hangover Podcast Orange Park FL 05/2015 Present
Wells Fargo Clearing Services, Llc Jacksonville FL 05/2025 Present
Wells Fargo Bank, Na Jacksonville FL 05/2025 Present
  • 09/2024 → 11/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 11/2003 → 12/2024
    Us Navy
    Jacksonville, FL
  • 11/2024 → 05/2025
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 11/2024 → 05/2025
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 11/2024 → 05/2025
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 05/2015 → Present
    Retro Hangover Podcast
    Orange Park, FL
  • 05/2025 → Present
    Jacksonville, FL
  • 05/2025 → Present
    Wells Fargo Bank, Na
    Jacksonville, FL
Previous Registrations
Other Businesses

RETRO HANGOVER PODCAST; NOT INV RELATED; ORANGE PARK, FL; 50% OWNERSHIP; 05/2015; 50 HOURS PER MONTH; 0 DURING TRADING; PODCAST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-28
S63 Uniform Securities Agent State Law Examination 2024-10-07
  • S65 Uniform Investment Adviser Law Examination
    2024-10-28
  • S63 Uniform Securities Agent State Law Examination
    2024-10-07
Other Names
  • Christopher Coplien
  • Chris Coplien

View on SEC IAPD

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