Anthony Rod Ortale

Employer firm

Insight Wealth Strategies, LLC CRD 293644

$1.06B regulatory AUM 48 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 03/2017
  First Allied Securities, Inc.
  San Diego, CA
• 12/2017 → 02/2018
  Fisher Investments
  San Mateo, CA
• 03/2017 → 12/2017
  Self-Employed
  Walnut Creek, CA
• 10/2018 → 06/2020
  Mutual Securities, Inc.
  Camarillo, CA
• 08/2018 → Present
  Insight Wealth Strategies, Llc.
  San Ramon, CA
• 03/2018 → 08/2018
  None
  Walnut Creek, CA

Previous Registrations

• 2017-12-12 → 2018-02-22
  Fisher Investments
  San Mateo, CA
  Plano, TX
• 2015-10-07 → 2017-03-29
  Castle Rock Wealth Management, Llc
  Walnut Creek, CA
• 2009-07-02 → 2010-07-27
  First Allied Securities, Inc.
  San Diego, CA
• 2008-10-06 → 2009-06-22
  Charles Schwab & Co., Inc.
  San Francisco, CA
  San Francisco, CA
  Westlake, TX
• 2007-07-19 → 2008-09-09
  First Allied Securities, Inc.
  San Diego, CA
  San Ramon, CA
• 2008-01-09 → 2008-08-29
  Horizon Wealth Group, Llc.
  San Ramon, CA

Exams

• S66 Uniform Combined State Law Examination
  2014-01-29
• S65 Uniform Investment Adviser Law Examination
  2007-06-08
• S63 Uniform Securities Agent State Law Examination
  1999-06-25

Other Names

• Tony R Ortale