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Grace C Jaehnen

LPl Financial LLC

Charlotte, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-06
  • NC RA
    APPROVED
    Since 2026-02-06

Branch Locations

6101 Carnegie Blvd. Suite 520, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management Llc Charlotte NC 03/2020 09/2025
Bowling Portfolio Management Cincinnati OH 04/2017 03/2020
Park National Bank Cincinnati OH 06/2014 03/2017
Carnegie Private Wealth Charlotte NC 09/2025 Present
Lpl Financial Llc Charlotte NC 09/2025 Present
  • 03/2020 → 09/2025
    Mai Capital Management Llc
    Charlotte, NC
  • 04/2017 → 03/2020
    Bowling Portfolio Management
    Cincinnati, OH
  • 06/2014 → 03/2017
    Park National Bank
    Cincinnati, OH
  • 09/2025 → Present
    Carnegie Private Wealth
    Charlotte, NC
  • 09/2025 → Present
    Lpl Financial Llc
    Charlotte, NC
Previous Registrations
Other Businesses

1) 10/28/2025 - Carnegie Private Wealth, LLC / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-14
  • S63 Uniform Securities Agent State Law Examination
    2026-05-14
Designations
Other Names
  • Grace Jaehnen

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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