Nga T Aycock

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Houston, TX

Other Businesses

1. CONDO RENTAL; LANDLORD; 02/2013 2. Landlord of Duplex.; Investment related; Humble,TX; Co-Owner of duplex. (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1; handle the logisticals and the day to day operation. 3.Rental property; Investment related: Yes; Houston, TX; Rental property; Owner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1; 4.Rental property; Investment related: Yes; Houston, Texas; Rental property; Sole Proprietor / Owner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2013; During business hours: 0; After business hours: 1; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-25
• S63 Uniform Securities Agent State Law Examination
  2006-09-13

Other Names

• Sue Chau
• Nga Chan
• Nga Tuan Chau
• Nga Chau
• Sue Aycock
• Nga Aycock