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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-06 |
| NC | RA | APPROVED | 2025-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massapequa Public Schools | Massapequa | NY | 06/2018 | 08/2018 |
| Surf Shack | West Gilgo Beach | NY | 06/2019 | 08/2019 |
| Queens South | Waxhaw | NC | 06/2021 | 08/2021 |
| First Citizens Bank | Charlotte | NC | 06/2023 | 08/2023 |
| Whiskey Warehouse | Charlotte | NC | 01/2024 | 02/2024 |
| Sycamore Taproom | Charlotte | NC | 05/2024 | 12/2025 |
| Associate Staffing | Charlotte | NC | 06/2024 | 08/2024 |
| Principal Securities, Inc. | Charlotte | NC | 06/2024 | 08/2024 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2020 | 06/2024 |
| Unemployed | Massapequa | NY | 10/2010 | 06/2018 |
| Unemployed | Massapequa | NY | 08/2018 | 06/2019 |
| Unemployed | Massapequa | NY | 08/2019 | 08/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 10/2024 | Present |
| Club West Brewing, Llc; | Charlotte | NC | 04/2026 | Present |
Outside Employment; Club West Brewing, LLC; I am employed part-time as a bartender, where I provide beverage service and maintain a safe, orderly bar environment. I also assist with customer interactions, payment processing, and operational support.; I work part-time as a bartender, responsible for preparing and serving beverages, managing customer interactions, and supporting overall bar operations.; 2151 Hawkins St, , Charlotte, NC, 28203; Not Investment-Related; 04/01/2026; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-27 |
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