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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05

Branch Locations

280 Park Ave Fl 29, New York, NY 10017 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
NJ RA APPROVED 2007-08-01
  • NY RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2007-08-01

Branch Locations

Lyndhurst, NJ • United States

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Wells Fargo Advisors Financial Network New York NY 05/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → Present
    New York, NY
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 2000-02-16
  • S65 Uniform Investment Adviser Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    2000-02-16
Other Names
  • Lidia Kuzniar
  • Lidia Kuzniar

View on SEC IAPD

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