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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-19 |
Branch Locations
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Roseville | CA | 07/2024 | Present |
| Wells Fargo Bank, Na | Roseville | CA | 07/2024 | Present |
| Golden 1 Credit Union | Sacramento | CA | 05/2023 | 07/2024 |
| Wells Fargo Bank | Sacramento | CA | 11/2000 | 04/2023 |
RENTAL PROPERTY, INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP, START 3/1/21, 1 HR PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-26 |
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