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Jean Mclain Brault

Wells Fargo Clearing Services, LLC

Vancouver, WA

Oregon City, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-11-05
WA RA APPROVED 2024-11-05
  • OR RA
    APPROVED
    Since 2024-11-05
  • WA RA
    APPROVED
    Since 2024-11-05

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

1751 Molalla Ave, Oregon City, OR 97045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Oregon City OR 07/2024 Present
Wells Fargo Bank, Na Oregon City OR 08/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2024-10-11
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2024-10-11

View on SEC IAPD

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