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Prosper Financial CRD 155100
$97.4M regulatory AUM 2 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Colorado Springs, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-03-27 |
| TN | RA | APPROVED | 2012-09-19 |
| KY | RA | APPROVED | 2010-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosper Financial Management, Llc | Colorado Springs | CO | 03/2012 | Present |
| Litchford, Pearce & Associates, Pllc | Colorado Springs | CO | 04/2019 | Present |
| Cook Rector Pearce | Colorado Springs | CO | 01/2024 | Present |
White Orchid Mountain Properties, LLC is an active trade or business in which Richard G. Pearce, Jr. has served as a member and manager since 2018. It engages in business consulting, primarily focused on real estate. Richard G. Pearce, Jr. does not provide any such consulting services. Its address is 5525 N. Union Blvd, Ste 201, Colorado Springs, CO 80918. Richard G. Pearce, Jr. devotes less than one hour per month to the business, although such time is incurred during trading hours. Richard G. Pearce, Jr.'s role with the business is to perform other legal and administrative services. Richard G. Pearce, Jr. is a passive investor in Co-Tn Partners, LLC, which itself is a passive investor in an active trade or business engaged in legacy preservation. Richard G. Pearce, Jr. engages in passive investments in other privately-held businesses; however, Richard G. Pearce, Jr. does not offer those investments to clients of Prosper Financial Management, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-27 |
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