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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-17
  • TX RA
    APPROVED
    Since 2025-12-17

Branch Locations

1900 E Hebron Pkwy, Carrollton, TX 75007 • United States

4700 State Highway 121, Lewisville, TX 75056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hannaford Supermarkets Waterville ME 06/2019 01/2022
Kennebec Savings Bank Augusta ME 05/2023 01/2024
Ll Bean Freeport ME 05/2022 01/2023
Full Time Education Goffstown NH 01/2024 05/2024
Full Time Education Goffstown NH 01/2023 05/2023
Full Time Education Goffstown NH 01/2022 05/2022
Full Time Education Sidney ME 08/2014 06/2019
Unemployed Sidney ME 05/2024 08/2024
Poulin's Firearms And Auction House Fairfield ME 07/2021 07/2021
Charles Schwab & Co., Inc. Westlake TX 08/2024 11/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carrollton TX 11/2025 Present
Bank Of America, N.A. Carrollton TX 01/2026 Present
  • 06/2019 → 01/2022
    Hannaford Supermarkets
    Waterville, ME
  • 05/2023 → 01/2024
    Kennebec Savings Bank
    Augusta, ME
  • 05/2022 → 01/2023
    Ll Bean
    Freeport, ME
  • 01/2024 → 05/2024
    Full Time Education
    Goffstown, NH
  • 01/2023 → 05/2023
    Full Time Education
    Goffstown, NH
  • 01/2022 → 05/2022
    Full Time Education
    Goffstown, NH
  • 08/2014 → 06/2019
    Full Time Education
    Sidney, ME
  • 05/2024 → 08/2024
    Unemployed
    Sidney, ME
  • 07/2021 → 07/2021
    Poulin's Firearms And Auction House
    Fairfield, ME
  • 08/2024 → 11/2025
    Westlake, TX
  • 11/2025 → Present
    Carrollton, TX
  • 01/2026 → Present
    Bank Of America, N.A.
    Carrollton, TX
Previous Registrations
Other Businesses

I*4039265 Entity Type: For Profit, Publicly Traded Name of OBA: Ebay Address: San Jose, California, 95125 Investment Related: No Position, Title, Association: Other, reseller Employee Start Date: 03/16/2026 Number of Hours: 3, Yearly Number of Hours during trading: 0 Duties: To resell products on the platform. I primarily resell shoes that were purchased at retail and resell them to make a profit. I have a profile on the platform, where I occasionally list shoes for sale. When I sell a pair, I will then receivepayment for the shipping and ship them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
S63 Uniform Securities Agent State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-10-10
  • S63 Uniform Securities Agent State Law Examination
    2025-01-13

View on SEC IAPD

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