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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-08
NY RA APPROVED 2025-01-08
  • NJ RA
    APPROVED
    Since 2025-01-08
  • NY RA
    APPROVED
    Since 2025-01-08

Branch Locations

1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Brooklyn NY 08/2024 07/2026
Esi Cases & Accessories, Inc. Newark NJ 01/2023 10/2024
Limited Edition Kids Llc New York NY 04/2019 12/2022
Relatable Llc New York NY 07/2017 03/2019
Syracuse University Syracuse NY 09/2013 06/2017
Park Avenue Securities Brookyln NY 10/2024 07/2026
Guardian Life Insurance Company Shrewbury NJ 07/2026 Present
Park Avenue Securities Shrewbury NJ 07/2026 Present
  • 08/2024 → 07/2026
    Guardian Life Insurance Company
    Brooklyn, NY
  • 01/2023 → 10/2024
    Esi Cases & Accessories, Inc.
    Newark, NJ
  • 04/2019 → 12/2022
    Limited Edition Kids Llc
    New York, NY
  • 07/2017 → 03/2019
    Relatable Llc
    New York, NY
  • 09/2013 → 06/2017
    Syracuse University
    Syracuse, NY
  • 10/2024 → 07/2026
    Park Avenue Securities
    Brookyln, NY
  • 07/2026 → Present
    Guardian Life Insurance Company
    Shrewbury, NJ
  • 07/2026 → Present
    Park Avenue Securities
    Shrewbury, NJ
Other Businesses

1. Planning Alliance Consulting LLC, Start: 08/26/2024, Address: 1210 Kings Highway, Brooklyn, NY 11229, 15 total hours per month, 15 hours during securities trading hours, Less than 10% annual compensation, Not Investment Related 2. Man of the World LLC, Consultant, Men's Jewelry, Start: 10/15/2024, Address: No physical location, 3 total hours per month, 3 hours during securities trading hours, No annual compensation, Not Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-29
  • S66 Uniform Combined State Law Examination
    2024-08-29

View on SEC IAPD

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