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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-13
CT RA APPROVED 2025-10-23
  • TX RA
    APPROVED
    Since 2025-11-13
  • CT RA
    APPROVED
    Since 2025-10-23

Branch Locations

1414 Massachusetts Ave, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Cambridge MA 07/2024 09/2025
Citizens Financial Group, Inc Cambridge MA 09/2022 09/2025
7-Eleven Inc Cambridge MA 08/2013 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cambridge MA 09/2025 Present
Bank Of America, N.A. Cambridge MA 11/2025 Present
Previous Registrations
Other Businesses

I*, 2948275 Entity Type: Charitable Name of OBA: National center for state courts, Arlington, VA Address: Williamsburg, VA 23185 Investment Related: No Position, Title, Association: Employee Start Date: 08/01/2021 No Hours: 10 hours per year No Hours during trading: 0 Duties: Helping US courts in their language access program for non English language speakers. I serve as a subject matter expert in rating candidate interpreters for two Ethiopian Languages.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13
Other Names
  • Gudeta Seifu Tura

View on SEC IAPD

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