Dawson Mccain Bass

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-08-02

NC RA
APPROVED

Since 2025-08-02

Branch Locations

2245 Gtwy Acc Pt Suite 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Raleigh	NC	07/2024	Present
Styron & Hughes	Raleigh	NC	03/2022	07/2024
East Carolina University	Greenville	NC	08/2019	05/2024
Sale Automall	Kinston	NC	08/2020	12/2020
Brown & Wood Buick/Gmc/Cadillac	Greenville	NC	06/2020	08/2020
Highway 55	Greenville	NC	04/2020	06/2020
Charles E. Jordan High School	Durham	NC	08/2015	06/2019

07/2024 → Present

Lpl Financial

Raleigh, NC
03/2022 → 07/2024

Styron & Hughes

Raleigh, NC
08/2019 → 05/2024

East Carolina University

Greenville, NC
08/2020 → 12/2020

Sale Automall

Kinston, NC
06/2020 → 08/2020

Brown & Wood Buick/Gmc/Cadillac

Greenville, NC
04/2020 → 06/2020

Highway 55

Greenville, NC
08/2015 → 06/2019

Charles E. Jordan High School

Durham, NC

Other Businesses

1 - 03/2025 - Fidelity Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 01/26/2026 - Blueprint Wealth Management Group, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/23/2026 - 160 hours per month/ 130 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-01

S66 Uniform Combined State Law Examination

2025-08-01

View on SEC IAPD