Sean Brooks Jones

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 08/2024 → Present
  Nuveen Asset Management Llc
  Chicago, IL
• 06/2017 → 07/2024
  Sheehan Dental Pc
  Buffalo, NY
• 06/2023 → 07/2023
  Fdm Group
  New York, NY
• 05/2022 → 06/2022
  Juniors Design And Build
  Orchard Park, NY
• 07/2022 → 08/2022
  Aa&K Property Management
  Clarence, NY
• 08/2019 → 08/2021
  Delta Sonic Car Wash
  Orchard Park, NY
• 04/2022 → 05/2024
  First Round Draft Inc
  Oxford, OH
• 08/2020 → 05/2024
  Miami University
  Oxford, OH
• 08/2014 → 05/2017
  Unemployed
  Orchard Park, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-08-13

Other Names

• Sean B Jones