Inactive

Adrian Brown Saenz

Popular Asset Management

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Current Employers

Popular Asset Management

Popular Center North Building, 4Th Flr 209 Munoz Rivera Ave., San Juan, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2024-07-12

PR RA
APPROVED

Since 2024-07-12

Branch Locations

Popular Center North Building, 4Th Flr 209 Munoz Rivera Ave., San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Popular Asset Management	San Juan	PR	12/2023	Present
Banco Popular	San Juan	PR	07/2018	12/2023
Pacific Capital Corporation	San Juan	PR	09/2016	07/2018
Internship	San Juan	PR	07/2014	09/2016

12/2023 → Present

Popular Asset Management

San Juan, PR
07/2018 → 12/2023

Banco Popular

San Juan, PR
09/2016 → 07/2018

Pacific Capital Corporation

San Juan, PR
07/2014 → 09/2016

Internship

San Juan, PR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-26

S65 Uniform Investment Adviser Law Examination

2024-02-26

View on SEC IAPD

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