Christopher Roming

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 08/2025
  Amerilife Of Arizona
  Tempe, AZ
• 08/2021 → 08/2022
  Equis Financial
  Tampa, FL
• 08/2019 → 08/2021
  Arizona State University
  Tempe, AZ
• 08/2017 → 08/2019
  Las Positas College
  Livermore, CA
• 09/2012 → 09/2017
  United States Marine Corps
  Twentynine Palms, CA
• 07/2024 → 04/2025
  Brookstone Capital Management Llc
  Wheaton, IL
• 05/2025 → 08/2025
  Osaic
  Tempe, AZ
• 08/2025 → 12/2025
  Principal Life Insurance Company
  Phoenix, AZ
• 08/2025 → 12/2025
  Principal Securities, Inc.
  Phoenix, AZ
• 01/2026 → Present
  Independent Financial Group Llc
  Goodyear, AZ

Previous Registrations

• 2025-09-03 → 2025-12-09
  Principal Securities, Inc.
  Phoenix, AZ
• 2025-05-05 → 2025-09-04
  Osaic Wealth, Inc.
  Hudson, FL
  Tempe, AZ
  Tempe, AZ
• 2024-07-16 → 2025-04-14
  Brookstone Capital Management Llc
  Tempe, AZ
  Wheaton, IL

Other Businesses

AMERICAN WEALTH ADVISERS POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 12/03/2025 ADDRESS: 15150 W Park Place, Suite 303, Goodyear AZ 85395, United States DESCRIPTION: American Wealth Advisers is the DBA under IFG for Financial Services CHRISTOPHER ROMING POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2025 ADDRESS: 15150 W Park Place, Suite 303, Goodyear AZ 85395, United States DESCRIPTION: Health Insurance agent

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-06-17
• S65 Uniform Investment Adviser Law Examination
  2024-06-07

Other Names

• Christopher G Roming
• Chris Roming
• Christopher Roming
• Christopher Garrett Roming