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Elizabeth Anna Chirino

LPl Financial LLC

Round Rock, TX

CRD 3225307

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-01
  • TX RA
    APPROVED
    Since 2020-06-01

Branch Locations

1 Chisholm Trail Rd, Ste 450, Round Rock, TX 78681 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Austin TX 07/2010 05/2020
Usaa Financial Advisors Inc Austin TX 11/2006 05/2020
Lpl Financial Llc Leander TX 06/2020 Present
  • 07/2010 → 05/2020
    Usaa Financial Planning Services
    Austin, TX
  • 11/2006 → 05/2020
    Usaa Financial Advisors Inc
    Austin, TX
  • 06/2020 → Present
    Leander, TX
Previous Registrations
  • 2018-01-08 → 2020-05-29
    San Antonio, TX
  • 2007-02-02 → 2018-01-08
    Usaa Financial Planning Services
    Tampa, FL
    San Antonio, TX
    Austin, TX
    Leander, TX
Other Businesses

1) 03/10/2022 - Sapphire Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/01/2022 - 173 Hours Per Month/7 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-01
S63 Uniform Securities Agent State Law Examination 2000-04-24
  • S65 Uniform Investment Adviser Law Examination
    2007-02-01
  • S63 Uniform Securities Agent State Law Examination
    2000-04-24
Other Names
  • Liz Collins
  • Elizabeth A Collins
  • Liz Hareland
  • Elizabeth Anna Collins
  • Liz Anna Moriarty
  • Elizabeth Anna Moriarty

View on SEC IAPD

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