Best Investors Account Sign in

Lewis Kerford Martin

Ameriprise Financial Services, LLC

Alpharetta, GA

Atlanta, GA

CRD 3225269

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-10-03
TX RA APPROVED 2022-09-30
  • GA RA
    APPROVED
    Since 2022-10-03
  • TX RA
    APPROVED
    Since 2022-09-30

Branch Locations

11175 Cicero Dr Ste 450, Alpharetta, GA 30022-1166 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 05/1999 09/2022
Ameriprise Financial Services, Llc Alpharetta GA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-10
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    1999-09-10
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Lewis Martin

View on SEC IAPD

More in Alpharetta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor