Neudy Jose Oquendo Cosme

Current Employers

Popular Asset Management

Popular Center North Building, 4Th Flr 209 Munoz Rivera Ave., San Juan, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2025-10-14

PR RA
APPROVED

Since 2025-10-14

Branch Locations

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Popular Asset Management	San Juan	PR	03/2025	Present
Popular Securities, Llc.	San Juan	PR	07/2024	03/2025
Popular Inc.	San Juan	PR	03/2018	07/2024
Popular, Inc.	San Juan	PR	03/2012	03/2018

03/2025 → Present

Popular Asset Management

San Juan, PR
07/2024 → 03/2025

Popular Securities, Llc.

San Juan, PR
03/2018 → 07/2024

Popular Inc.

San Juan, PR
03/2012 → 03/2018

Popular, Inc.

San Juan, PR

Other Businesses

Mr. Oquendo reported that he is the sole stockholder of a corporation previously engaged in providing accounting and tax preparation services. Although the corporation remains active with the Puerto Rico Department of State, it is no longer conducting business activities outside of his current employment with Popular Asset Management, LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-04

S65 Uniform Investment Adviser Law Examination

2025-10-04