Mark Hartnett Basola

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 08/2024
  Enterprise Bank
  Overland Park, KS
• 07/2016 → 08/2018
  Commerce Bank
  Kansas City, MO
• 08/2024 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Other Businesses

Mr. Basola conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) AFE Private Wealth Mr. Basola is a Business Development Officer/Jr. Investment Advisor Representative/Business Development Officer and devotes 160 hours per month to this activity during trading hours. Start Date: 08/2024.

Designations

• Chartered Financial Analyst