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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-06-26 |
| TX | RA | APPROVED | 2025-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwestern Securities Trading Company Llc | East Peoria | IL | 05/2024 | 03/2025 |
| University Of Missouri | Columbia | MO | 08/2023 | 03/2024 |
| Millennia Professional Services | Morton | IL | 04/2020 | 08/2023 |
| Walmart | Columbia | MO | 01/2023 | 03/2023 |
| Weavers Fresh Food And Drink | Peoria | IL | 01/2021 | 03/2021 |
| Augustana College | Rock Island | IL | 08/2021 | 05/2022 |
| Dunlap High School | Dunlap | IL | 08/2017 | 05/2021 |
| Dunlap Valley Middle School | Dunlap | IL | 08/2014 | 08/2017 |
| Midwestern Securities Trading Company Llc | East Peoria | IL | 04/2025 | 05/2025 |
| Princeville State Bank | Peoria | IL | 04/2025 | 05/2025 |
| Principal Life Insurance Co | Des Moines | IA | 06/2025 | Present |
| Principal Securities Inc | Des Moines | IA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-28 |
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