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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-11
IL RA APPROVED 2024-09-23
  • TN RA
    APPROVED
    Since 2025-12-11
  • IL RA
    APPROVED
    Since 2024-09-23

Branch Locations

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 07/2024 Present
First Trust Advisors L.P. Wheaton IL 07/2024 Present
Moes Original Bbq Tuscaloosa AL 09/2023 06/2024
First Trust Portfolios L.P. Wheaton IL 06/2023 07/2023
Hotel Capstone Tuscaloosa AL 12/2021 11/2023
Chicago Highlands Westchester IL 06/2022 08/2022
Aspired Living Of La Grange La Grange IL 12/2018 08/2022
University Of Alabama Tuscaloosa AL 08/2020 05/2024
Butterfield Country Club Oakbrook IL 06/2018 08/2019
Hinsdale Central Hinsdale IL 08/2016 04/2020
  • 07/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 07/2024 → Present
    Wheaton, IL
  • 09/2023 → 06/2024
    Moes Original Bbq
    Tuscaloosa, AL
  • 06/2023 → 07/2023
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2021 → 11/2023
    Hotel Capstone
    Tuscaloosa, AL
  • 06/2022 → 08/2022
    Chicago Highlands
    Westchester, IL
  • 12/2018 → 08/2022
    Aspired Living Of La Grange
    La Grange, IL
  • 08/2020 → 05/2024
    University Of Alabama
    Tuscaloosa, AL
  • 06/2018 → 08/2019
    Butterfield Country Club
    Oakbrook, IL
  • 08/2016 → 04/2020
    Hinsdale Central
    Hinsdale, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-21
S63 Uniform Securities Agent State Law Examination 2024-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-08-21
  • S63 Uniform Securities Agent State Law Examination
    2024-08-12

View on SEC IAPD

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