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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-11 |
| IL | RA | APPROVED | 2024-09-23 |
Branch Locations
5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 07/2024 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 07/2024 | Present |
| Moes Original Bbq | Tuscaloosa | AL | 09/2023 | 06/2024 |
| First Trust Portfolios L.P. | Wheaton | IL | 06/2023 | 07/2023 |
| Hotel Capstone | Tuscaloosa | AL | 12/2021 | 11/2023 |
| Chicago Highlands | Westchester | IL | 06/2022 | 08/2022 |
| Aspired Living Of La Grange | La Grange | IL | 12/2018 | 08/2022 |
| University Of Alabama | Tuscaloosa | AL | 08/2020 | 05/2024 |
| Butterfield Country Club | Oakbrook | IL | 06/2018 | 08/2019 |
| Hinsdale Central | Hinsdale | IL | 08/2016 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-12 |
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