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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-19
  • NC RA
    APPROVED
    Since 2024-12-19

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 07/2024 Present
Howard Hanna Mortgage Services Charlotte NC 03/2023 07/2024
Allen Tate Mortgage Charlotte NC 04/2015 03/2023
First Citizens Bank Charlotte NC 07/2024 Present
  • 07/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 03/2023 → 07/2024
    Howard Hanna Mortgage Services
    Charlotte, NC
  • 04/2015 → 03/2023
    Allen Tate Mortgage
    Charlotte, NC
  • 07/2024 → Present
    First Citizens Bank
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-18
  • S66 Uniform Combined State Law Examination
    2024-12-18
Other Names
  • Bobby Maloney

View on SEC IAPD

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