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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Texas Financial Advisors | Dallas | TX | 07/2024 | 02/2025 |
| Baker St Pub & Grill | The Woodlands | TX | 06/2022 | 08/2022 |
| Unemployed | The Woodlands | TX | 06/2014 | 06/2022 |
| Unemployed | Dallas | TX | 08/2022 | 07/2024 |
| Trinity Wealth Securities, Llc | Dallas | TX | 09/2024 | 02/2025 |
| Fisher Investments | Plano | TX | 04/2025 | 06/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2025 | Present |
| Controladora Flamingos | Mexico City | 06/2022 | 08/2022 | |
| Bank Of America, N.A. | Houston | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 2024-06-24 |
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