Monica Thomas

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → Present
  West Central Wine, Llc
  Middletown, OH
• 01/2020 → 12/2023
  City Of Middletown
  Middletown, OH
• 07/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) WEST CENTRAL WINE LLC, 1120 CENTRAL AVENUE MIDDLETOWN OH, 04/2016, EMPLOYEE, RETAIL, NIR, 80 HR/MO 20 HR/MO TRADING 2) NENNI FINANCIAL SERVICES, 1064 N. University Blvd., Middletown OH 45042, United States, 11/01/2024, IAR, Admin, INV REL, 60/MO - 60/Trading 3) MIDDLETOWN GARDEN CLUB, Middletown OH 45044, 07/2025, Board Member, Volunteer, NIR, 4 HR/MO, 2 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 5) MIDDLETOWN COMMUNITY FOUNDATION, 300 N Main Street, Ste 300, Middletown OH 45042, United States, 03/10/2026, Committee Member, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING 6) NENNI FINANCIAL SERVICES, 1064 N. University Blvd., Middletown OH 45042, 07/2026, DBA, DBA Name, NIR, 60 HR/MO, 60 HR/MO TRADING. 7) NENNI FINANCIAL SERVICES, 1064 N. University Blvd., Middletown OH 45042, 07/2026, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-07-12
• S63 Uniform Securities Agent State Law Examination
  2025-03-18

Other Names

• Monica Nenni