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Allspring Funds Management, LLC CRD 110841
$325B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Meridian | ID | 10/2016 | 01/2017 |
| Mml Investors Services, Llc | Meridian | ID | 11/2016 | 01/2017 |
| Unemployed | Eagle | ID | 03/2016 | 10/2016 |
| Wells Fargo Clearing Services Llc | San Diego | CA | 08/2017 | 07/2020 |
| Unemployed | San Diego | CA | 02/2017 | 07/2017 |
| Wells Fargo Fund Distributor, Llc | San Diego | CA | 07/2020 | 10/2021 |
| Allspring Funds Distributor, Llc | San Francisco | CA | 11/2021 | 05/2024 |
| Allspring Funds Management, Llc | San Francisco | CA | 11/2021 | Present |
| Allspring Funds Distributor, Llc. | San Francisco | CA | 06/2024 | Present |
Start Date of OBA: 1/1/2026 Name of Business: Eferral Address: www.eferral.app Nature of Business: Business Description Referral management software that connects businesses and consumers through an industry-first universal mobile app. Title: N/A Hours per month: 30 per quarter During trading hours: 0 Job Duties: The platform enables consumers to access referrals quickly and efficiently, creating a streamlined experience for both businesses and end users. My Responsibilities Provide strategic guidance and intellectual capital while independent contractors build and manage the web-based business going forward.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-08 |
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