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Christian Mckay Hale

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Salt Lake City, UT

CRD 7953979

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-10-22
  • UT RA
    APPROVED
    Since 2024-10-22

Branch Locations

1985 E 7000 S, Salt Lake City, UT 84121 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Draper UT 07/2024 Present
Wells Fargo Bank, Na Draper UT 10/2021 Present
Btjd Cottonwood Heights UT 10/2018 10/2021
Jimmy Johns Sandy UT 08/2016 10/2018
  • 07/2024 → Present
    Wells Fargo Clearing Services, Llc
    Draper, UT
  • 10/2021 → Present
    Wells Fargo Bank, Na
    Draper, UT
  • 10/2018 → 10/2021
    Btjd
    Cottonwood Heights, UT
  • 08/2016 → 10/2018
    Jimmy Johns
    Sandy, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2024-09-26
  • S65 Uniform Investment Adviser Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2024-09-26
Other Names
  • Christian Hale

View on SEC IAPD

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