Rossana P Ionescu

Td Private Client Wealth LLC

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Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-15
NY	RA	APPROVED	2021-08-03
WA	RA	APPROVED	2021-02-25
FL	RA	APPROVED	2019-09-04
NJ	RA	APPROVED	2019-09-04
CT	RA	APPROVED	2019-09-03
NC	RA	APPROVED	2019-09-03
PA	RA	APPROVED	2019-09-03
SC	RA	APPROVED	2019-09-03

TX RA
APPROVED_RES

Since 2022-03-15
NY RA
APPROVED

Since 2021-08-03
WA RA
APPROVED

Since 2021-02-25
FL RA
APPROVED

Since 2019-09-04
NJ RA
APPROVED

Since 2019-09-04
CT RA
APPROVED

Since 2019-09-03
NC RA
APPROVED

Since 2019-09-03
PA RA
APPROVED

Since 2019-09-03
SC RA
APPROVED

Since 2019-09-03

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Private Client Wealth Llc	New York	NY	04/2019	Present
Td Bank N.A.	New York	NY	04/2019	Present
Td Bank N.A.	New York	NY	08/2010	04/2018
Lord Capital Llc	New York	NY	04/2018	04/2019

04/2019 → Present

Td Private Client Wealth Llc

New York, NY
04/2019 → Present

Td Bank N.A.

New York, NY
08/2010 → 04/2018

Td Bank N.A.

New York, NY
04/2018 → 04/2019

Lord Capital Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-30
S63	Uniform Securities Agent State Law Examination	1999-08-27

S66 Uniform Combined State Law Examination

2019-08-30
S63 Uniform Securities Agent State Law Examination

1999-08-27

Other Names

Roseanne Paniccia
Rossana Paniccia
Rossana Ionescu
Rossana Paniccia Ionescu

View on SEC IAPD

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