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Ashwin Ramesh

J.P. Morgan Securities LLC

Chicago, IL

CRD 7953925

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-09
  • IL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 07/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 06/2023 08/2023
Zebra Technologies Lincolnshire IL 05/2022 08/2022
G&W Electric Bolingbrook IL 05/2021 08/2021
Cruz Investments And Wealth Management Aurora IL 12/2020 02/2021
Indiana University Bloomington IN 08/2020 05/2024
Unemployed Aurora IL 07/2014 07/2020
Unemployed Aurora IL 06/2024 06/2024
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 05/2022 → 08/2022
    Zebra Technologies
    Lincolnshire, IL
  • 05/2021 → 08/2021
    G&W Electric
    Bolingbrook, IL
  • 12/2020 → 02/2021
    Cruz Investments And Wealth Management
    Aurora, IL
  • 08/2020 → 05/2024
    Indiana University
    Bloomington, IN
  • 07/2014 → 07/2020
    Unemployed
    Aurora, IL
  • 06/2024 → 06/2024
    Unemployed
    Aurora, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-07
  • S66 Uniform Combined State Law Examination
    2024-09-07

View on SEC IAPD

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