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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stoney River Steakhouse And Grill | Chapel Hill | NC | 08/2022 | Present |
| Department Of Psychiatry - University Of North Carolina | Chapel Hill | NC | 02/2021 | 05/2021 |
| Department Of Psychiatry - University Of North Carolina | Chapel Hill | NC | 06/2017 | 11/2020 |
| University Of North Carolina | Chapel Hill | NC | 08/2019 | 12/2023 |
| Grubhub Seamless Inc | Chapel Hill | NC | 05/2021 | 11/2022 |
| Doordash Inc | Chapel Hill | NC | 02/2021 | 06/2022 |
| Chapel Hill High School | Chapel Hill | NC | 08/2015 | 05/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: STONEY RIVER STEAKHOUSE AND GRILL; INVESTMENT RELATED: NO; ADDRESS: 201 S ESTES DR., CHAPEL HILL, NC 27514; NATURE OF BUSINESS: FOOD SERVICE; START DATE: 08/2022; POSITION/TITLE/RELATIONSHIP: SERVER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEAD SERVER IN AN UPSCALE DINING ENVIRONMENT; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES, AND PLANNING BUSINESS UNDER THE NORTH STAR RESOURCE GROUP BRAND; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND PLANNING BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-18 |
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