Shiv Patel

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 07/2025
  J.P. Morgan Securities Llc
  East Hartford, CT
• 07/2024 → 07/2025
  Jpmorgan Chase Bank, N.A.
  East Hartford, CT
• 08/2022 → 02/2024
  Moore Management Group
  North Haven, CT
• 01/2022 → 07/2022
  Bilal And Brothers Llc
  Manchester, CT
• 02/2024 → 06/2024
  Sca Pharma
  Windsor Locks, CT
• 04/2021 → 11/2021
  Yale School Of Medicine
  New Haven, CT
• 06/2023 → 12/2023
  Empyrean Hospitality Llc
  Milford, CT
• 08/2021 → 07/2022
  Scribe America
  West Hartford, CT
• 12/2018 → 01/2019
  Ups
  Milford, CT
• 07/2014 → 11/2018
  Unemployed
  West Haven, CT
• 02/2019 → 03/2021
  Unemployed
  West Haven, CT
• 07/2025 → Present
  Ubs Financial Services, Inc
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2025-10-08
• S63 Uniform Securities Agent State Law Examination
  2024-09-13