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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-14 |
| IL | RA | APPROVED | 2025-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2024 | Present |
| Nasdaq, Inc. | Chicago | IL | 11/2021 | 07/2024 |
| Franklin's Public House | Palos Heights | IL | 05/2021 | 12/2021 |
| Prep Baseball Report | Mccook | IL | 05/2020 | 08/2020 |
| Kane County Cougars | Geneva | IL | 05/2018 | 08/2018 |
| Chicago White Sox | Chicago | IL | 05/2018 | 08/2018 |
| St. Louis Cardinals | St. Louis | MO | 05/2019 | 08/2019 |
| University Of Missouri | Columbia | MO | 08/2017 | 05/2021 |
| Marist High School | Chicago | IL | 01/2014 | 05/2017 |
| Maher And Brannigan | Orland Park | IL | 06/2017 | 11/2024 |
| Compass Group Usa | Chicago | IL | 05/2018 | 09/2018 |
| Bo Jacksons Elite Sports Llc | Lockport | IL | 05/2017 | 11/2021 |
| Albertsons Companies, Inc | Orland Park | IL | 03/2020 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-06 |
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