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Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-09
  • OH RA
    APPROVED
    Since 2024-10-09

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Bakersfield CA 06/2001 07/2023
Mapss Bakersfield CA 04/2011 01/2024
Transamerica Financial Advisors, Inc Bakersfield CA 01/2012 07/2023
Debtmerica Relief Santa Ana CA 02/2012 01/2023
Essante Organics Phoenix AZ 10/2014 04/2018
Purium Long Beach CA 04/2018 07/2023
Health Ins-Independent-Various Carriers Unique Health Ins, Servi Walnut CA 08/2018 07/2023
Wealthwave Bakersfield CA 01/2016 07/2023
Empower Financial Services, Inc Greenwood Village CO 07/2023 01/2024
Pruco Securities, Llc Bakersfield CA 01/2024 09/2024
Prudential Insurance Company Of America Bakersfield CA 01/2024 09/2024
Nationwide Investment Services Corporation Columbus OH 10/2024 Present
  • 06/2001 → 07/2023
    Wfg
    Bakersfield, CA
  • 04/2011 → 01/2024
    Mapss
    Bakersfield, CA
  • 01/2012 → 07/2023
    Transamerica Financial Advisors, Inc
    Bakersfield, CA
  • 02/2012 → 01/2023
    Debtmerica Relief
    Santa Ana, CA
  • 10/2014 → 04/2018
    Essante Organics
    Phoenix, AZ
  • 04/2018 → 07/2023
    Purium
    Long Beach, CA
  • 08/2018 → 07/2023
    Health Ins-Independent-Various Carriers Unique Health Ins, Servi
    Walnut, CA
  • 01/2016 → 07/2023
    Wealthwave
    Bakersfield, CA
  • 07/2023 → 01/2024
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → 09/2024
    Bakersfield, CA
  • 01/2024 → 09/2024
    Prudential Insurance Company Of America
    Bakersfield, CA
  • 10/2024 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
Other Businesses

CLARK HAFLER POSITION: Agent on POA NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2024 ADDRESS: 9016 Caymus Ct, Bakersfield CA 93312, United States DESCRIPTION: I am one of the listed agents on the Power of Attorney for my father Clark David Hafler. He occasionally needs assistance with inquiries on his bank accounts (regular checking and savings) or medical inquires. He does not have any investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-20
S63 Uniform Securities Agent State Law Examination 1999-05-20
  • S65 Uniform Investment Adviser Law Examination
    2008-02-20
  • S63 Uniform Securities Agent State Law Examination
    1999-05-20
Other Names
  • Tara Marie Lavarias
  • Tara Marie Hafler
  • Tara Lavarias

View on SEC IAPD

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