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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-04
TX RA APPROVED 2024-09-04
  • CA RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED
    Since 2024-09-04

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Los Angeles CA 07/2024 Present
Jpmorgan Securities Llc Los Angeles CA 07/2024 Present
Jpmorgan Chase Bank, Na New York NY 06/2023 07/2023
Home Partners Of America Los Angeles CA 06/2021 08/2021
Sunday Morning Los Angeles CA 01/2020 03/2020
University Of Notre Dame South Bend IN 08/2020 06/2024
Unemployed Los Angeles CA 07/2014 12/2019
North Dining Hall Of Notre Dame South Bend IN 08/2020 11/2020
Unemployed Los Angeles CA 04/2020 07/2020
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 07/2024 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 06/2023 → 07/2023
    Jpmorgan Chase Bank, Na
    New York, NY
  • 06/2021 → 08/2021
    Home Partners Of America
    Los Angeles, CA
  • 01/2020 → 03/2020
    Sunday Morning
    Los Angeles, CA
  • 08/2020 → 06/2024
    University Of Notre Dame
    South Bend, IN
  • 07/2014 → 12/2019
    Unemployed
    Los Angeles, CA
  • 08/2020 → 11/2020
    North Dining Hall Of Notre Dame
    South Bend, IN
  • 04/2020 → 07/2020
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-04
  • S66 Uniform Combined State Law Examination
    2024-09-04

View on SEC IAPD

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