Matthew Lee Fleming

Mml Investors Services, LLC

CRD 7952624

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-10-24

NH RA
APPROVED

Since 2024-10-24

Branch Locations

Salem, NH • United States

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Bedford	NH	09/2024	Present
Mml Investors Services, Llc	Bedford	NH	09/2024	Present
Unemployed	Salem	NH	09/2022	08/2024
The Point 937	Dayton	OH	06/2022	09/2022
Restoration Church Centerville	Centerville	OH	11/2014	06/2022
Nylife Securities, Llc	New York	NY	07/2024	09/2024

09/2024 → Present

Massmutual Life Insurance Co

Bedford, NH
09/2024 → Present

Mml Investors Services, Llc

Bedford, NH
09/2022 → 08/2024

Unemployed

Salem, NH
06/2022 → 09/2022

The Point 937

Dayton, OH
11/2014 → 06/2022

Restoration Church Centerville

Centerville, OH
07/2024 → 09/2024

Nylife Securities, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-18

S66 Uniform Combined State Law Examination

2024-10-18

Other Names

Matthew Lee Fleming
Matthew Fleming

View on SEC IAPD

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