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Caroline Hinton Mcarthur

J.P. Morgan Securities LLC

New Orleans, LA

CRD 7952613

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-09-17
TX RA APPROVED 2024-09-04
  • LA RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED
    Since 2024-09-04

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A New Orleans LA 07/2024 Present
J.P. Morgan Securities Llc New Orleans LA 07/2024 Present
Naviangroup Stockholm 03/2024 06/2024
Just Medical Inc Watkinsville GA 09/2023 02/2024
Frisch Capital Partners Watkinsville GA 06/2022 12/2023
The Classic Center Athens GA 01/2023 08/2023
Camp High Rocks For Boys Brevard NC 05/2021 07/2022
The Classic Center Athens GA 01/2022 05/2022
Mountain Retreat Association Montreat NC 06/2023 07/2023
Unemployed Athens GA 07/2014 04/2021
Collegetown Properties Athens GA 07/2022 08/2022
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A
    New Orleans, LA
  • 07/2024 → Present
    New Orleans, LA
  • 03/2024 → 06/2024
    Naviangroup
    Stockholm
  • 09/2023 → 02/2024
    Just Medical Inc
    Watkinsville, GA
  • 06/2022 → 12/2023
    Frisch Capital Partners
    Watkinsville, GA
  • 01/2023 → 08/2023
    The Classic Center
    Athens, GA
  • 05/2021 → 07/2022
    Camp High Rocks For Boys
    Brevard, NC
  • 01/2022 → 05/2022
    The Classic Center
    Athens, GA
  • 06/2023 → 07/2023
    Mountain Retreat Association
    Montreat, NC
  • 07/2014 → 04/2021
    Unemployed
    Athens, GA
  • 07/2022 → 08/2022
    Collegetown Properties
    Athens, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-04
  • S66 Uniform Combined State Law Examination
    2024-09-04
Other Names
  • Caroline Mcarthur

View on SEC IAPD

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