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Austin Gilliam

Morgan Stanley

Gilbert, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-10
AZ RA APPROVED 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-10
  • AZ RA
    APPROVED
    Since 2025-01-06

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 09/2024 Present
Applied Technology Group Arcadia AZ 10/2023 09/2024
Unemployed Tempe AZ 08/2023 10/2023
Netwrix Corporation Frisco TX 08/2022 08/2023
Verkada San Francisco CA 01/2021 08/2022
Hewlett Packard Enterprise Plano TX 04/2018 01/2021
Intercoastal Mortgage Atlanta GA 10/2017 04/2018
National Bank Of Commerce Atlanta GA 12/2016 10/2017
State Farm Insurance Alpharetta GA 02/2014 12/2016
  • 09/2024 → Present
    Morgan Stanley
    Gilbert, AZ
  • 10/2023 → 09/2024
    Applied Technology Group
    Arcadia, AZ
  • 08/2023 → 10/2023
    Unemployed
    Tempe, AZ
  • 08/2022 → 08/2023
    Netwrix Corporation
    Frisco, TX
  • 01/2021 → 08/2022
    Verkada
    San Francisco, CA
  • 04/2018 → 01/2021
    Hewlett Packard Enterprise
    Plano, TX
  • 10/2017 → 04/2018
    Intercoastal Mortgage
    Atlanta, GA
  • 12/2016 → 10/2017
    National Bank Of Commerce
    Atlanta, GA
  • 02/2014 → 12/2016
    State Farm Insurance
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
  • S66 Uniform Combined State Law Examination
    2025-01-03

View on SEC IAPD

Other Firms

WATTS GWILLIAM & COMPANY, LLC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
BRIGHTGUIDE FINANCIAL
KINGSLEY WEALTH PARTNERS, INC.
VM JONES FINANCIAL CONSULTING, L.L.C.

Other Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam
Benjamin Cooper
DANIEL BRADFORD GWILLIAM
JEFFREY STEPHEN WATTS
JONATHAN MARK VEST
JEFFREY ALLEN FRYER

Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

More in Gilbert, AZ

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