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Michael Grossi

J.P. Morgan Securities LLC

Chicago, IL

CRD 7952593

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-09
  • IL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-09

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 07/2024 Present
J.P. Morgan Securities Llc Chicago IL 07/2024 Present
Indiana University Bloomington Bloomington IN 08/2020 05/2024
William Blair Chicago IL 06/2023 08/2023
Doriot Llc Bloomington IN 06/2022 08/2022
International Development Services Arlington Heights IL 06/2021 08/2021
Gwt Ii Llc Barrington IL 06/2022 08/2022
Gwt Ii Llc Barrington IL 01/2018 01/2020
Travelliance Inc Schaumburg IL 05/2019 09/2019
Unemployed Barrington IL 07/2014 12/2017
Unemployed Barrington IL 02/2020 07/2020
Unemployed Hawthorn Woods IL 06/2024 06/2024
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 08/2020 → 05/2024
    Indiana University Bloomington
    Bloomington, IN
  • 06/2023 → 08/2023
    William Blair
    Chicago, IL
  • 06/2022 → 08/2022
    Doriot Llc
    Bloomington, IN
  • 06/2021 → 08/2021
    International Development Services
    Arlington Heights, IL
  • 06/2022 → 08/2022
    Gwt Ii Llc
    Barrington, IL
  • 01/2018 → 01/2020
    Gwt Ii Llc
    Barrington, IL
  • 05/2019 → 09/2019
    Travelliance Inc
    Schaumburg, IL
  • 07/2014 → 12/2017
    Unemployed
    Barrington, IL
  • 02/2020 → 07/2020
    Unemployed
    Barrington, IL
  • 06/2024 → 06/2024
    Unemployed
    Hawthorn Woods, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-07
  • S66 Uniform Combined State Law Examination
    2024-09-07
Other Names
  • Michael Grossi
  • Michael Nowlin Grossi

View on SEC IAPD

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