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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-03-13 |
| IL | RA | APPROVED | 2025-03-11 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Godchaux Wealth Management | Lafayette | LA | 06/2024 | 12/2024 |
| Oakbourne Country Club | Lafayette | LA | 05/2024 | 08/2024 |
| La Dolce Vita | Destin | FL | 05/2023 | 08/2023 |
| Lucky's Fire And Smoke | Lafayette | LA | 05/2022 | 08/2022 |
| Oakbourne Country Club | Lafayette | LA | 05/2021 | 08/2021 |
| Full Time Education - Teurlings Catholic Highschool | Lafayette | LA | 08/2017 | 05/2021 |
| Full Time Education - Louisiana State University | Baton Rouge | LA | 08/2021 | 12/2024 |
| Full Time Education - St Gen Middle School | Lafayette | LA | 08/2016 | 05/2017 |
| Commonwealth Financial Network | San Diego | CA | 06/2024 | 12/2024 |
| First Trust Portfolios L.P. | Wheaton | IL | 01/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 01/2025 | Present |
OTHER BUSINESS NAME: BIOXSTEM LLC. LOCATION: LAS VEGAS, NV. NATURE OF BUSINESS: MEDICAL SALES. POSITION OR TITLE: INDEPENDENT SALES REP. RESPONSIBILITES: NONE. START DATE: MAR 17, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-21 |
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