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Current Employers
Oakworth Asset Management, Llc

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-11
AL RA APPROVED 2025-07-01
  • TN RA
    APPROVED
    Since 2025-07-11
  • AL RA
    APPROVED
    Since 2025-07-01

Branch Locations

5511 Virginia Way Ste. 110, Brentwood, TN 37027 • United States

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Nashville TN 09/2024 04/2025
Regions Bank Nashville TN 02/2015 04/2025
Oakworth Capital Bank Nashville TN 04/2025 Present
Oakworth Asset Management, Llc Nashville TN 07/2025 Present
  • 09/2024 → 04/2025
    Cetera Investment Services Llc
    Nashville, TN
  • 02/2015 → 04/2025
    Regions Bank
    Nashville, TN
  • 04/2025 → Present
    Oakworth Capital Bank
    Nashville, TN
  • 07/2025 → Present
    Nashville, TN
Previous Registrations
Other Businesses

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Wealth Advisor; 04/2025; 160 hours/month, 160 hours/month during securities trading hours; Wealth Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2024-12-17

View on SEC IAPD

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