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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-05-05 |
Branch Locations
1173 Jefferson Green Circle Unit 3A, Midlothian, VA 23113 • United States
Suffolk, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Norfolk | VA | 09/2005 | Present |
| Sterling Benefits Brokerage, Llc. | Norfolk | VA | 01/2005 | Present |
| Sterling Asset Management, Llc. | Norfolk | VA | 10/2005 | Present |
| Sterling Benefits, Llc | Norfolk | VA | 10/2003 | Present |
| Kestra Advisory Services, Llc | Virginia Beach | VA | 04/2016 | Present |
| Kestra Investment Services, Llc | Virginia Beach | VA | 01/2014 | Present |
Name: Sterling Benefits Holdings, Inc. Investment Related: No Address: 1173 Jefferson Green Circle Unit 3A Midlothian VA 23113 Nature of Business: Other Other/None of the Above Holding company that pays employees and other bills of the firm Position, Title or Relationship: Employee Start Date: 10/1/2003 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: generate commissions and fees through my NFP activities Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: STERLING BENEFITS HOLDINGS, INC. POSITION: Employee NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 10/01/2003 ADDRESS: 1173 Jefferson Green Circle Unit 3A, Midlothian VA 23113, United States DESCRIPTION: generate commissions and fees through my Kestra and fixed insurance activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-18 |
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