Kobi James Owen

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2025-05-20
TX	RA	APPROVED	2025-03-18

VI RA
APPROVED

Since 2025-05-20
TX RA
APPROVED

Since 2025-03-18

Branch Locations

Austin, TX • United States

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Austin	TX	07/2024	Present
Premier Tank Truck Services, Llc	Houston	TX	07/2017	07/2017
Owen Group Design Firm	Bellaire	TX	07/2018	07/2018
Ameriprise Financial Services	Houston	TX	07/2018	07/2018
Bluewing Midstream	Houston	TX	07/2018	08/2018
Capital Creek Partners	Austin	TX	12/2019	06/2020
Capital Creek Partners	Austin	TX	10/2021	05/2024
Tulane University	New Orleans	LA	08/2016	12/2019
Tulane University	New Orleans	LA	08/2020	05/2021
Unemployed	Austin	TX	06/2021	09/2021

07/2024 → Present

Rbc Capital Markets, Llc

Austin, TX
07/2017 → 07/2017

Premier Tank Truck Services, Llc

Houston, TX
07/2018 → 07/2018

Owen Group Design Firm

Bellaire, TX
07/2018 → 07/2018

Ameriprise Financial Services

Houston, TX
07/2018 → 08/2018

Bluewing Midstream

Houston, TX
12/2019 → 06/2020

Capital Creek Partners

Austin, TX
10/2021 → 05/2024

Capital Creek Partners

Austin, TX
08/2016 → 12/2019

Tulane University

New Orleans, LA
08/2020 → 05/2021

Tulane University

New Orleans, LA
06/2021 → 09/2021

Unemployed

Austin, TX

Other Businesses

(1) The Owen Group Design Firm. - Not investment related. Address: 5909 West Loop S, Bellaire, TX 77401. - Interior Design firm (Family Business). - Position: Part-time financial consultant (Help with modeling and time sheets) and help with marketing when needed. - Relationship: My mother, Tami Owen, is the founder. - Relationship started in August 2015. - Approximate yearly hours spent: 20 Hours. (Only on weekends when I travel back to Houston) - Number of hours spent during securities trading hours: Zero. - Duties: Help with time sheets/build excel models, marketing, moving/delivering furniture NAME OF ENTITY: Granite City Rotary ADDRESS: po box 295 st cloud , mn 56301 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 1998 CAPACITY: Other DUTIES: meet once a week and listen to programs HOURS DEVOTED PER MONTH: 0-4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0-4

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-17

S66 Uniform Combined State Law Examination

2025-03-17

View on SEC IAPD